Faculty Profile

Niranjan Tripathy

Title
Professor
Department
Finance, Insurance, Real Estate and Law
College
College of Business

    

Education

PhD, Texas Tech University, 1987.
Major: Business Administration
Degree Specialization: Finance
Dissertation Title: An Empirical Study of the Effects of Systematic Risk on the Security Dealer's Bid-Ask Spreads in the OTC Market
MBA, University of New Orleans, 1981.
Major: Finance
MA, Ravenshaw College, 1978.
Major: English
BA, SCS College, 1975.
Major: English
Degree Specialization: History

Current Scheduled Teaching*

FINA 4500.001, International Finance, Summer 2024
FINA 5500.401, International Financial Management, Summer 2024
FINA 4500.002, International Finance, Spring 2024 Syllabus
FINA 5500.001, International Financial Management, Spring 2024 Syllabus
FINA 4900.002, Special Problems, Spring 2024

* Texas Education Code 51.974 (HB 2504) requires each institution of higher education to make available to the public, a syllabus for undergraduate lecture courses offered for credit by the institution.

Previous Scheduled Teaching*

FINA 4500.002, International Finance, Fall 2023 Syllabus SPOT
FINA 5500.001, International Financial Management, Fall 2023 Syllabus SPOT
FINA 4500.001, International Finance, Summer 5W1 2023 Syllabus SPOT
FINA 5500.001, International Financial Management, Summer 5W1 2023 Syllabus SPOT
FINA 5500.602, International Financial Management, Summer 5W1 2023 Syllabus SPOT
FINA 4500.002, International Finance, Spring 2023 Syllabus SPOT
FINA 5500.001, International Financial Management, Spring 2023 Syllabus SPOT
FINA 4500.004, International Finance, Fall 2022 Syllabus SPOT
FINA 5500.001, International Financial Management, Fall 2022 Syllabus SPOT
FINA 4500.001, International Finance, Summer 5W1 2022 Syllabus SPOT
FINA 5500.001, International Financial Management, Summer 5W1 2022 Syllabus SPOT
FINA 4500.003, International Finance, Spring 2022 Syllabus SPOT
FINA 5500.001, International Financial Management, Spring 2022 Syllabus SPOT
FINA 4500.002, International Finance, Fall 2021 Syllabus SPOT
FINA 4500.003, International Finance, Fall 2021 Syllabus SPOT
FINA 5500.001, International Financial Management, Fall 2021 Syllabus SPOT
FINA 5170.001, Financial Management, Summer 5W1 2021 Syllabus SPOT
FINA 4500.001, International Finance, Summer 5W1 2021 Syllabus SPOT
FINA 5500.001, International Financial Management, Summer 5W1 2021 Syllabus SPOT
FINA 4500.003, International Finance, Spring 2021 Syllabus SPOT
FINA 5500.001, International Financial Management, Spring 2021 Syllabus SPOT
FINA 4500.001, International Finance, Fall 2020 Syllabus SPOT
FINA 4500.003, International Finance, Fall 2020 Syllabus SPOT
FINA 5170.002, Financial Management, Summer 5W1 2020 Syllabus SPOT
FINA 5170.026, Financial Management, Summer 5W1 2020 Syllabus
FINA 4500.001, International Finance, Summer 5W1 2020 Syllabus SPOT
FINA 5500.001, International Financial Management, Summer 5W1 2020 Syllabus SPOT
FINA 4500.003, International Finance, Spring 2020 Syllabus
FINA 5500.001, International Financial Management, Spring 2020 Syllabus
FINA 4500.001, International Finance, Fall 2019 Syllabus SPOT
FINA 4500.003, International Finance, Fall 2019 Syllabus SPOT
FINA 5900.704, Special Problems, Fall 2019 Syllabus
FINA 5170.001, Financial Management, Summer 5W2 2019 Syllabus SPOT
FINA 4500.001, International Finance, Summer 5W2 2019 Syllabus SPOT
FINA 5500.001, International Financial Management, Summer 5W2 2019 Syllabus SPOT
FINA 4500.003, International Finance, Spring 2019 Syllabus SPOT
FINA 5500.001, International Financial Management, Spring 2019 SPOT
FINA 4500.001, International Finance, Fall 2018 Syllabus SPOT
FINA 5500.001, International Financial Management, Fall 2018 SPOT
FINA 6950.704, Doctoral Dissertation, Summer 5W2 2018
FINA 5170.001, Financial Management, Summer 5W2 2018 SPOT
FINA 4500.001, International Finance, Summer 5W2 2018 Syllabus SPOT
FINA 5500.001, International Financial Management, Summer 5W2 2018 SPOT
FINA 6950.704, Doctoral Dissertation, Spring 2018
FINA 4500.003, International Finance, Spring 2018 Syllabus SPOT
FINA 5500.001, International Financial Management, Spring 2018 SPOT
FINA 5040.002, Introduction to Finance and Financial Mathematics, Spring 8W2 2018 SPOT
FINA 5040.080, Introduction to Finance and Financial Mathematics, Spring 8W2 2018
FINA 6950.704, Doctoral Dissertation, Fall 2017
FINA 5500.001, International Financial Management, Fall 2017 SPOT
FINA 5040.002, Introduction to Finance and Financial Mathematics, Fall 8W2 2017 SPOT
FINA 5040.080, Introduction to Finance and Financial Mathematics, Fall 8W2 2017 SPOT
FINA 5170.001, Financial Management, Summer 5W2 2017 SPOT
FINA 4500.001, International Finance, Summer 5W2 2017 Syllabus SPOT
FINA 5500.001, International Financial Management, Summer 5W2 2017 SPOT
FINA 4500.003, International Finance, Spring 2017 Syllabus SPOT
FINA 5500.001, International Financial Management, Spring 2017 SPOT
FINA 5040.002, Introduction to Finance and Financial Mathematics, Spring 8W2 2017 SPOT
FINA 5040.080, Introduction to Finance and Financial Mathematics, Spring 8W2 2017 SPOT
FINA 5650.001, Contemporary Issues in Finance, Fall 2016 Syllabus SPOT
FINA 6950.704, Doctoral Dissertation, Fall 2016
FINA 5500.001, International Financial Management, Fall 2016 SPOT
FINA 5500.791, International Financial Management, Fall 2016 SPOT
FINA 5040.002, Introduction to Finance and Financial Mathematics, Fall 8W2 2016 SPOT
FINA 5040.080, Introduction to Finance and Financial Mathematics, Fall 8W2 2016 SPOT
FINA 6950.704, Doctoral Dissertation, Summer 10W 2016
FINA 5170.001, Financial Management, Summer 5W2 2016 SPOT
FINA 4500.001, International Finance, Summer 5W2 2016 Syllabus SPOT
FINA 5500.001, International Financial Management, Summer 5W2 2016 SPOT
FINA 6950.704, Doctoral Dissertation, Spring 2016
FINA 6940.754, Individual Research, Spring 2016
FINA 5500.001, International Financial Management, Spring 2016 SPOT
FINA 5040.002, Introduction to Finance and Financial Mathematics, Spring 8W2 2016 SPOT
FINA 5040.080, Introduction to Finance and Financial Mathematics, Spring 8W2 2016 SPOT
FINA 5650.001, Contemporary Issues in Finance, Fall 2015 SPOT
FINA 6950.704, Doctoral Dissertation, Fall 2015
FINA 6940.754, Individual Research, Fall 2015
FINA 5500.001, International Financial Management, Fall 2015 SPOT
FINA 5040.002, Introduction to Finance and Financial Mathematics, Fall 8W2 2015 SPOT
FINA 5040.080, Introduction to Finance and Financial Mathematics, Fall 8W2 2015 SPOT
FINA 5170.001, Financial Management, Summer 5W2 2015 SPOT
FINA 4500.001, International Finance, Summer 5W2 2015 Syllabus SPOT
FINA 5500.001, International Financial Management, Summer 5W2 2015 SPOT
FINA 5650.001, Contemporary Issues in Finance, Spring 2015
FINA 6950.703, Doctoral Dissertation, Spring 2015
FINA 6950.704, Doctoral Dissertation, Spring 2015
FINA 6940.754, Individual Research, Spring 2015
FINA 5500.001, International Financial Management, Spring 2015
FINA 5900.704, Special Problems, Spring 2015
FINA 5650.001, Contemporary Issues in Finance, Fall 2014
FINA 6950.704, Doctoral Dissertation, Fall 2014
FINA 6940.754, Individual Research, Fall 2014
FINA 5500.001, International Financial Management, Fall 2014
FINA 5170.001, Financial Management, Summer 5W2 2014
FINA 4500.001, International Finance, Summer 5W2 2014
FINA 5500.001, International Financial Management, Summer 5W2 2014
FINA 6950.704, Doctoral Dissertation, Spring 2014
FINA 6940.754, Individual Research, Spring 2014
FINA 5500.001, International Financial Management, Spring 2014
FINA 6950.704, Doctoral Dissertation, Fall 2013
FINA 5500.001, International Financial Management, Fall 2013
FINA 6950.704, Doctoral Dissertation, Summer 10W 2013
FINA 5170.001, Financial Management, Summer 5W2 2013
FINA 4500.001, International Finance, Summer 5W2 2013
FINA 5500.001, International Financial Management, Summer 5W2 2013
FINA 6950.704, Doctoral Dissertation, Spring 2013
FINA 5500.001, International Financial Management, Spring 2013
FINA 6950.704, Doctoral Dissertation, Fall 2012
FINA 5170.002, Financial Management, Fall 2012
FINA 5170.022, Financial Management, Fall 2012
FINA 5500.001, International Financial Management, Fall 2012
FINA 5170.001, Financial Management, Summer 5W2 2012
FINA 6940.754, Individual Research, Summer 5W2 2012
FINA 4500.001, International Finance, Summer 5W2 2012
FINA 5500.001, International Financial Management, Summer 5W2 2012
FINA 5500.001, International Financial Management, Spring 2012
FINA 5500.001, International Financial Management, Fall 2011
FINA 5170.001, Financial Management, Summer 5W2 2011
FINA 4500.001, International Finance, Summer 5W2 2011
FINA 5500.001, International Financial Management, Summer 5W2 2011
FINA 5500.001, International Financial Management, Spring 2011
FINA 5500.001, International Financial Management, Fall 2010
FINA 5170.001, Financial Management, Summer 5W2 2010
FINA 4500.001, International Finance, Summer 5W2 2010
FINA 5500.001, International Financial Management, Summer 5W2 2010
FINA 5500.001, International Financial Management, Spring 2010
FINA 5500.001, International Financial Management, Fall 2009
FINA 5170.001, Financial Management, Summer 5W2 2009
FINA 5500.001, International Financial Management, Summer 5W2 2009
FINA 6010.002, Seminar in Business Administration, Spring 2009
FINA 5500.001, International Financial Management, Fall 2008
FINA 5170.001, Financial Management, Summer 5W2 2008
FINA 5500.001, International Financial Management, Summer 5W2 2008
FINA 4500.002, International Finance, Spring 2008
FINA 5500.001, International Financial Management, Fall 2007
FINA 4500.002, International Finance, Spring 2007
FINA 5500.001, International Financial Management, Spring 2007
FINA 4500.001, International Finance, Fall 2006
FINA 5500.001, International Financial Management, Fall 2006
FINA 6950.704, Doctoral Dissertation, Summer 10W 2006
FINA 5170.001, Financial Management, Summer 5W2 2006
FINA 5500.001, International Financial Management, Summer 5W2 2006
FINA 6950.704, Doctoral Dissertation, Spring 2006
FINA 4500.091, International Finance, Spring 2006
FINA 5500.001, International Financial Management, Spring 2006
FINA 6950.704, Doctoral Dissertation, Fall 2005
FINA 4500.001, International Finance, Fall 2005
FINA 4500.002, International Finance, Fall 2005
FINA 5500.001, International Financial Management, Fall 2005
FINA 6940.754, Individual Research, Summer 5W2 2005
FINA 6940.754, Individual Research, Summer 5W1 2005
FINA 4500.001, International Finance, Summer 5W2 2005
FINA 5500.001, International Financial Management, Summer 5W2 2005
FINA 6940.754, Individual Research, Spring 2005
FINA 4500.002, International Finance, Spring 2005
FINA 5500.001, International Financial Management, Spring 2005
FINA 4500.001, International Finance, Fall 2004
FINA 4500.002, International Finance, Fall 2004
FINA 5500.001, International Financial Management, Fall 2004

* Texas Education Code 51.974 (HB 2504) requires each institution of higher education to make available to the public, a syllabus for undergraduate lecture courses offered for credit by the institution.

Published Publications

Published Intellectual Contributions

Conference Proceeding
Tripathy, N., Impson, M. (1990). The Effect of Dividend Decrease Announcements on Bid-Ask Spreads. Decision Sciences Institute, Proceedings of the Decision Science Institute.
Journal Article
Guzman, F., Paswan, A. K., Tripathy, N. (2019). Consumer centric antecedents to personal financial planning. Journal of Consumer Marketing. 36(6), 858=868.
Guzman, F., Paswan, A. K., Tripathy, N. (2019). Consumer centric antecedents to personal financial planning. Journal of Consumer Marketing.
Liu, H., Liu, I., Tripathy, N., (2019). A study on firms with negative book value of equity. Other.
Karafiath, I., Tripathy, N., M. Z. (2018). "Bank Capital, the Announcement of Term Auction Facility of the Fed and Bank Borrowing during the Financial Crisis of 2007 and 2008". Journal of Financial Research. Volume 41(Issue 4,Winter 2018), 411-537. Wiley-Blackwell. https://onlinelibrary.wiley.com/toc/14756803/2018/41/4
Palkar, D., Tripathy, N. (2011). Seasoned Equity Offerings: Stock Market Liquidity and Duration of the Completion Cycle. Managerial Finance.
Chandy, P. R., Sarkar, S. K., Tripathy, N. (2004). Empirical Evidence on the Effects of Delisting from the National Market System. Journal of Economics and Finance. 28(1), 46-56. http://www.springerlink.com/content/u4336ht2900x192t/fulltext.pdf
Hyland, D. C., Sarkar, S. K., Tripathy, N. (2003). Insider Trading When There is an Underlying Option: Cross-Sectional Evidence. Financial Analysts Journal. 59(3), 69-77. http://www.cfapubs.org/toc/faj/2003/59/3
Hanesly,, P., Peak, D., Tripathy, N. (2001). Tracking Errors in the Dow Jones Industrial Average as Compared with Alternative Market Indices: New Evidence. Quarterly Journal of Business and Economics. 40(4), 101-117. http://web.ebscohost.com/ehost/pdf?vid=5&hid=6&sid=7b4531be-ff66-4570-bbc1-a96303d15e59%40sessionmgr12
Sarkar, S. K., Tripathy, N. (2002). An Empirical Analysis of the Impact of Stock Index Futures Trading on Securities Dealers' Inventory Risk in the NASDAQ Market. Review of Financial Economics. 11(1), 1-17. http://www.sciencedirect.com/science?_ob=MImg&_imagekey=B6W61-45CC1J0-1-8&_cdi=6585&_user=452995&_orig=browse&_coverDate=12%2F31%2F2002&_sk=999889998&view=c&wchp=dGLbVzb-zSkzk&md5=1f646e823f4d7a1baf03b0a7e280813c&ie=/sdarticle.pdf
Meera, A. K., Tripathy, N., Redfearn, M. R. (2000). Wealth and Liquidity Effects of Stock Delisting: Empirical Evidence from the Stock Exchanges of Singapore and Malaysia. Applied Financial Economics. 10(2), 199-206. http://pdfserve.informaworld.com/483653_731199542_713761177.pdf
Hudson, W. C., Tripathy, N., Cole, C. S. (1999). The Effect of Credit Watch Removals on Common Stock Returns: New Evidence. Journal of Business and Economic Perspectives. 25(1), 33-42.
Hudson, W. C., Tripathy, N., Cole, C. S. (1999). The Market Reaction to Credit Watch Placements and the Events which Caused Them: Has the Market Learned ?. Journal of Business and Economic Perspectives. 25(1), 24-42.
Tripathy, N., Ganesh, G. K. (1996). Evaluation, Promotion and Tenure of Finance Faculty: The Evaluators' Perspective. Financial Practice and Education. 6(1), 46-53. http://web.ebscohost.com/ehost/pdf?vid=4&hid=112&sid=bfc3325a-2f0b-4b54-adaf-08aa57761289%40sessionmgr114
Ganesh, G. K., Tripathy, N. (1996). The Relative Importance of Teaching Research and Service in Merit Evaluation, Promotion, and Tenure of Marketing Faculty as seen by Evaluators,. Marketing Education Review. 6(1), 65-75. http://web.ebscohost.com/ehost/pdf?vid=3&hid=5&sid=600a44c4-e496-486d-a926-97efc764b7be%40sessionmgr14
Franz, D. R., Rao, R. P., Tripathy, N. (1995). Informed Trading Risk and Bid-Ask Spread Changes Around Open Market Stock Repurchases in the NASDAQ Market. Journal of Financial Research. 18(3), 311-327. http://web.ebscohost.com/ehost/pdf?vid=3&hid=103&sid=b58b5d14-1e34-4d4a-9e57-4f157ad30380%40sessionmgr10
Taube, P. M., MacDonald, D. N., Tripathy, N. (1994). Seasonals, Price Adjustment Delays and Estimated Systematic Risk. Review of Quantitative Finance and Accounting. 4(3), 265-289. http://web.ebscohost.com/ehost/pdf?vid=4&hid=113&sid=657b732b-4fd4-4e9a-92ba-ad1ebbfe54c6%40sessionmgr111
Raman, K. K., Tripathy, N. (1993). The Effect of Supplemental Reserve-Based Accounting Data on Market Microstructure. Journal of Accounting and Public Policy. 12(2), 113-133. http://www.sciencedirect.com/science?_ob=ArticleURL&_udi=B6VBG-45K1HM9-1N&_user=452995&_coverDate=04%2F01%2F1993&_rdoc=2&_fmt=high&_orig=browse&_srch=doc-info(%23toc%235926%
Moyer, R. C., Rao, R. P., Tripathy, N. (1992). Dividend Policy and Regulatory Risk: A Test of the Smith Hypothesis. Journal of Economics and Business. 44(2), 127-134.
Tripathy, N., Rao, R. P. (1992). Adverse Selection, Spread Behavior and Over-the-counter Seasoned Equity Offerings,. Journal of Financial Research. 18(1), 39-56. http://web.ebscohost.com/ehost/pdf?vid=4&hid=2&sid=bef79e70-03e1-4089-81dc-c3d07e3c34b0%40sessionmgr4
Tripathy, N., Peterson, R. L. (1991). Portfolio Risk, Adjustment Costs and Security Dealers' Spreads,. Journal of Financial Services Research. 14(2), 131-142. http://web.ebscohost.com/ehost/pdf?vid=3&hid=2&sid=22826d5c-0a3f-4e71-86b0-6fae1b7f0f57%40sessionmgr114
Tripathy, N., Peterson, R. L. (1991). The Relationship Between OTC Bid-Ask Spreads and Dealer Size: The Impact of Order-Processing and Diversification Costs. Journal of Financial Research. 14(2), 117-127. http://web.ebscohost.com/ehost/pdf?vid=3&hid=4&sid=4088562c-22eb-40d9-8463-2114ac440623%40sessionmgr114
Rao, R. P., Tripathy, N., Dukes, W. P. (1991). Dealer Bid-Ask Spreads and Options Trading on Over-the-counter Stocks. Journal of Financial Research. 14(4), 317-325. http://web.ebscohost.com/ehost/pdf?vid=4&hid=4&sid=9f9e10f0-7135-4304-a7ba-e1335aa76a38%40sessionmgr14

Awarded Grants

Contracts, Grants and Sponsored Research

Grant - Research
Tripathy, N., "Bloomberg for Education Symposium," Sponsored by FIREL Department, UNT, $1500 Funded. (20122012).
Tripathy, N., "UNT Delegation to Conferences organized by SENESCYT, CONCYTEC, Fulbright Commission, and EducationUSA in Peru and Ecuador," Sponsored by UNT International, $6000 Funded. (20112011).
Tripathy, N., "Faculty Development In International Business - Center for International Business & Education Research," Sponsored by FIREL Department, UNT, $3800 Funded. (20102010).
Tripathy, N., "UNT International Faculty Development Program in China," Sponsored by UNT International, $5000 Funded. (20092009).
Tripathy, N., "Financing Extraordinary Capital Expenditure and Capital Structure Reversals," Sponsored by FIREL Department, UNT, $5000 Funded. (20072007).
Tripathy, N., "Development and Integration of a Student Managed Investment Fund Program into FINA 4200," Sponsored by Undergraduate Instructional Development Grant, - University of North Texas, $8000 Funded. (20012001).
Tripathy, N., "Which Trading System Provides the Best Price Stability?," Sponsored by Research Development Grant - College of Business Administration, University of North Texas, $6000 Funded. (20002000).
Tripathy, N., "Insider Trading and Transactions Costs: Empirical Tests," Sponsored by Research Development Grant - College of Business Administration, University of North Texas, $6000 Funded. (19991999).
Tripathy, N., "Do Informed Traders Migrate from the Options Market to the Stock Market," Sponsored by Research Opprotunity Grant - University of North Texas, $3500 Funded. (19971997).
Tripathy, N., "Curriculum Innovation and Assessment Initiative Grant for Summer Teaching at Sheffield Business School, UK," Sponsored by College of Business Administration, University of North Texas, Funded. (19941994).
Tripathy, N., "Private Information and Options Market: Empirical Tests," Sponsored by Faculty Research Initiative Grant, - College of Business Administration, University of North Texas, $6500 Funded. (19941994).
Tripathy, N., "An Empirical Analysis of the Impact of Stock Index Futures Trading on Securities Dealers' Inventory Risk," Sponsored by Faculty Research Initiative Grant,- College of Business Adminstration, University of North Texas, $5420 Funded. (19931993).
Tripathy, N., "Price and Liquidity Effects of Delisting from the National Market System," Sponsored by Faculty Research Grant - University of North Texas, $1200 Funded. (19911991).
Tripathy, N., "Insider Trading and Adverse Selection Component of Dealer Spreads," Sponsored by Professional Development Institute Research Grant - College of Business, University of North Texas, $3000 Funded. (19901990).
Tripathy, N., "Insider Trading and Adverse Selection Trading Components of Bid-Ask Spreads: Empirical Tests," Sponsored by Research Initiation Grant - University of North Texas, $2500 Funded. (19901990).
Tripathy, N., "Behavior of Spreads Around Seasoned Equity Announcements," Sponsored by Professional Development Institute Research Grant - College of Business, University of North Texas, $3000 Funded. (19891989).
Tripathy, N., "Determinants of Utility Dividend Policies: A Test of Agency and Regulatory Motivations," Sponsored by Research Initiation Grant - University of North Texas, $1500 Funded. (19891989).
Tripathy, N., "The Effects of Stock Index Futures Trading on the Security Dealer's Bid-Ask Spreads," Sponsored by Research Initiation Grant - University of North Texas, $1500 Funded. (19881988).
Tripathy, N., "An Empirical Examination of a New Rationale for Stock Splits," Sponsored by Research Initiation Grant - University of North Texas, $1800 Funded. (19871987).
,
Overall
Summative Rating
Challenge and
Engagement Index
Response Rate

out of 5

out of 7
%
of
students responded
  • Overall Summative Rating (median):
    This rating represents the combined responses of students to the four global summative items and is presented to provide an overall index of the class’s quality. Overall summative statements include the following (response options include a Likert scale ranging from 5 = Excellent, 3 = Good, and 1= Very poor):
    • The course as a whole was
    • The course content was
    • The instructor’s contribution to the course was
    • The instructor’s effectiveness in teaching the subject matter was
  • Challenge and Engagement Index:
    This rating combines student responses to several SPOT items relating to how academically challenging students found the course to be and how engaged they were. Challenge and Engagement Index items include the following (response options include a Likert scale ranging from 7 = Much higher, 4 = Average, and 1 = Much lower):
    • Do you expect your grade in this course to be
    • The intellectual challenge presented was
    • The amount of effort you put into this course was
    • The amount of effort to succeed in this course was
    • Your involvement in course (doing assignments, attending classes, etc.) was
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