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Niranjan Tripathy

Title: Professor

Department: Finance, Insurance, Real Estate and Law

College: College of Business

Curriculum Vitae

Curriculum Vitae Link

Education

  • PhD, Texas Tech University, 1987
    Major: Business Administration
    Specialization: Finance
    Dissertation: An Empirical Study of the Effects of Systematic Risk on the Security Dealer's Bid-Ask Spreads in the OTC Market
  • MBA, University of New Orleans, 1981
    Major: Finance
  • MA, Ravenshaw College, 1978
    Major: English
  • BA, SCS College, 1975
    Major: English
    Specialization: History

Current Scheduled Teaching

FINA 4500.002International FinanceSpring 2025
FINA 5500.401International Financial ManagementSpring 2025
FINA 4500.002International FinanceFall 2024 Syllabus
FINA 5500.001International Financial ManagementFall 2024

Previous Scheduled Teaching

FINA 4500.001International FinanceSummer 5W1 2024 Syllabus SPOT
FINA 5500.401International Financial ManagementSummer 5W1 2024 SPOT
FINA 4500.002International FinanceSpring 2024 Syllabus SPOT
FINA 5500.001International Financial ManagementSpring 2024 SPOT
FINA 4900.002Special ProblemsSpring 2024
FINA 4500.002International FinanceFall 2023 Syllabus SPOT
FINA 5500.001International Financial ManagementFall 2023 SPOT
FINA 4500.001International FinanceSummer 5W1 2023 Syllabus SPOT
FINA 5500.001International Financial ManagementSummer 5W1 2023 SPOT
FINA 5500.602International Financial ManagementSummer 5W1 2023 SPOT
FINA 4500.002International FinanceSpring 2023 Syllabus SPOT
FINA 5500.001International Financial ManagementSpring 2023 SPOT
FINA 4500.004International FinanceFall 2022 Syllabus SPOT
FINA 5500.001International Financial ManagementFall 2022 SPOT
FINA 4500.001International FinanceSummer 5W1 2022 Syllabus SPOT
FINA 5500.001International Financial ManagementSummer 5W1 2022 SPOT
FINA 4500.003International FinanceSpring 2022 Syllabus SPOT
FINA 5500.001International Financial ManagementSpring 2022 SPOT
FINA 4500.002International FinanceFall 2021 Syllabus SPOT
FINA 4500.003International FinanceFall 2021 Syllabus SPOT
FINA 5500.001International Financial ManagementFall 2021 SPOT
FINA 5170.001Financial ManagementSummer 5W1 2021 SPOT
FINA 4500.001International FinanceSummer 5W1 2021 Syllabus SPOT
FINA 5500.001International Financial ManagementSummer 5W1 2021 SPOT
FINA 4500.003International FinanceSpring 2021 Syllabus SPOT
FINA 5500.001International Financial ManagementSpring 2021 SPOT
FINA 4500.001International FinanceFall 2020 Syllabus SPOT
FINA 4500.003International FinanceFall 2020 Syllabus SPOT
FINA 5170.002Financial ManagementSummer 5W1 2020 SPOT
FINA 5170.026Financial ManagementSummer 5W1 2020
FINA 4500.001International FinanceSummer 5W1 2020 Syllabus SPOT
FINA 5500.001International Financial ManagementSummer 5W1 2020 SPOT
FINA 4500.003International FinanceSpring 2020 Syllabus
FINA 5500.001International Financial ManagementSpring 2020
FINA 4500.001International FinanceFall 2019 Syllabus SPOT
FINA 4500.003International FinanceFall 2019 Syllabus SPOT
FINA 5900.704Special ProblemsFall 2019
FINA 5170.001Financial ManagementSummer 5W2 2019 SPOT
FINA 4500.001International FinanceSummer 5W2 2019 Syllabus SPOT
FINA 5500.001International Financial ManagementSummer 5W2 2019 Syllabus SPOT
FINA 4500.003International FinanceSpring 2019 Syllabus SPOT
FINA 5500.001International Financial ManagementSpring 2019 SPOT
FINA 4500.001International FinanceFall 2018 Syllabus SPOT
FINA 5500.001International Financial ManagementFall 2018 SPOT
FINA 6950.704Doctoral DissertationSummer 5W2 2018
FINA 5170.001Financial ManagementSummer 5W2 2018 SPOT
FINA 4500.001International FinanceSummer 5W2 2018 Syllabus SPOT
FINA 5500.001International Financial ManagementSummer 5W2 2018 SPOT
FINA 6950.704Doctoral DissertationSpring 2018
FINA 4500.003International FinanceSpring 2018 Syllabus SPOT
FINA 5500.001International Financial ManagementSpring 2018 SPOT
FINA 5040.002Introduction to Finance and Financial MathematicsSpring 8W2 2018 SPOT
FINA 5040.080Introduction to Finance and Financial MathematicsSpring 8W2 2018
FINA 6950.704Doctoral DissertationFall 2017
FINA 5500.001International Financial ManagementFall 2017 SPOT
FINA 5040.002Introduction to Finance and Financial MathematicsFall 8W2 2017 SPOT
FINA 5040.080Introduction to Finance and Financial MathematicsFall 8W2 2017 SPOT
FINA 5170.001Financial ManagementSummer 5W2 2017 SPOT
FINA 4500.001International FinanceSummer 5W2 2017 Syllabus SPOT
FINA 5500.001International Financial ManagementSummer 5W2 2017 SPOT
FINA 4500.003International FinanceSpring 2017 Syllabus SPOT
FINA 5500.001International Financial ManagementSpring 2017 SPOT
FINA 5040.002Introduction to Finance and Financial MathematicsSpring 8W2 2017 SPOT
FINA 5040.080Introduction to Finance and Financial MathematicsSpring 8W2 2017 SPOT
FINA 5650.001Contemporary Issues in FinanceFall 2016 Syllabus SPOT
FINA 6950.704Doctoral DissertationFall 2016
FINA 5500.001International Financial ManagementFall 2016 SPOT
FINA 5500.791International Financial ManagementFall 2016 SPOT
FINA 5040.002Introduction to Finance and Financial MathematicsFall 8W2 2016 SPOT
FINA 5040.080Introduction to Finance and Financial MathematicsFall 8W2 2016 SPOT
FINA 6950.704Doctoral DissertationSummer 10W 2016
FINA 5170.001Financial ManagementSummer 5W2 2016 SPOT
FINA 4500.001International FinanceSummer 5W2 2016 Syllabus SPOT
FINA 5500.001International Financial ManagementSummer 5W2 2016 SPOT
FINA 6950.704Doctoral DissertationSpring 2016
FINA 6940.754Individual ResearchSpring 2016
FINA 5500.001International Financial ManagementSpring 2016 SPOT
FINA 5040.002Introduction to Finance and Financial MathematicsSpring 8W2 2016 SPOT
FINA 5040.080Introduction to Finance and Financial MathematicsSpring 8W2 2016 SPOT
FINA 5650.001Contemporary Issues in FinanceFall 2015 SPOT
FINA 6950.704Doctoral DissertationFall 2015
FINA 6940.754Individual ResearchFall 2015
FINA 5500.001International Financial ManagementFall 2015 SPOT
FINA 5040.002Introduction to Finance and Financial MathematicsFall 8W2 2015 SPOT
FINA 5040.080Introduction to Finance and Financial MathematicsFall 8W2 2015 SPOT
FINA 5170.001Financial ManagementSummer 5W2 2015 SPOT
FINA 4500.001International FinanceSummer 5W2 2015 Syllabus SPOT
FINA 5500.001International Financial ManagementSummer 5W2 2015 SPOT
FINA 5650.001Contemporary Issues in FinanceSpring 2015
FINA 6950.703Doctoral DissertationSpring 2015
FINA 6950.704Doctoral DissertationSpring 2015
FINA 6940.754Individual ResearchSpring 2015
FINA 5500.001International Financial ManagementSpring 2015
FINA 5900.704Special ProblemsSpring 2015
FINA 5650.001Contemporary Issues in FinanceFall 2014
FINA 6950.704Doctoral DissertationFall 2014
FINA 6940.754Individual ResearchFall 2014
FINA 5500.001International Financial ManagementFall 2014
FINA 5170.001Financial ManagementSummer 5W2 2014
FINA 4500.001International FinanceSummer 5W2 2014
FINA 5500.001International Financial ManagementSummer 5W2 2014
FINA 6950.704Doctoral DissertationSpring 2014
FINA 6940.754Individual ResearchSpring 2014
FINA 5500.001International Financial ManagementSpring 2014
FINA 6950.704Doctoral DissertationFall 2013
FINA 5500.001International Financial ManagementFall 2013
FINA 6950.704Doctoral DissertationSummer 10W 2013
FINA 5170.001Financial ManagementSummer 5W2 2013
FINA 4500.001International FinanceSummer 5W2 2013
FINA 5500.001International Financial ManagementSummer 5W2 2013
FINA 6950.704Doctoral DissertationSpring 2013
FINA 5500.001International Financial ManagementSpring 2013
FINA 6950.704Doctoral DissertationFall 2012
FINA 5170.002Financial ManagementFall 2012
FINA 5170.022Financial ManagementFall 2012
FINA 5500.001International Financial ManagementFall 2012
FINA 5170.001Financial ManagementSummer 5W2 2012
FINA 6940.754Individual ResearchSummer 5W2 2012
FINA 4500.001International FinanceSummer 5W2 2012
FINA 5500.001International Financial ManagementSummer 5W2 2012
FINA 5500.001International Financial ManagementSpring 2012
FINA 5500.001International Financial ManagementFall 2011
FINA 5170.001Financial ManagementSummer 5W2 2011
FINA 4500.001International FinanceSummer 5W2 2011
FINA 5500.001International Financial ManagementSummer 5W2 2011
FINA 5500.001International Financial ManagementSpring 2011
FINA 5500.001International Financial ManagementFall 2010
FINA 5170.001Financial ManagementSummer 5W2 2010
FINA 4500.001International FinanceSummer 5W2 2010
FINA 5500.001International Financial ManagementSummer 5W2 2010
FINA 5500.001International Financial ManagementSpring 2010
FINA 5500.001International Financial ManagementFall 2009
FINA 5170.001Financial ManagementSummer 5W2 2009
FINA 5500.001International Financial ManagementSummer 5W2 2009
FINA 6010.002Seminar in Business AdministrationSpring 2009
FINA 5500.001International Financial ManagementFall 2008
FINA 5170.001Financial ManagementSummer 5W2 2008
FINA 5500.001International Financial ManagementSummer 5W2 2008
FINA 4500.002International FinanceSpring 2008
FINA 5500.001International Financial ManagementFall 2007
FINA 4500.002International FinanceSpring 2007
FINA 5500.001International Financial ManagementSpring 2007
FINA 4500.001International FinanceFall 2006
FINA 5500.001International Financial ManagementFall 2006
FINA 6950.704Doctoral DissertationSummer 10W 2006
FINA 5170.001Financial ManagementSummer 5W2 2006
FINA 5500.001International Financial ManagementSummer 5W2 2006
FINA 6950.704Doctoral DissertationSpring 2006
FINA 4500.091International FinanceSpring 2006
FINA 5500.001International Financial ManagementSpring 2006
FINA 6950.704Doctoral DissertationFall 2005
FINA 4500.001International FinanceFall 2005
FINA 4500.002International FinanceFall 2005
FINA 5500.001International Financial ManagementFall 2005
FINA 6940.754Individual ResearchSummer 5W2 2005
FINA 6940.754Individual ResearchSummer 5W1 2005
FINA 4500.001International FinanceSummer 5W2 2005
FINA 5500.001International Financial ManagementSummer 5W2 2005
FINA 6940.754Individual ResearchSpring 2005
FINA 4500.002International FinanceSpring 2005
FINA 5500.001International Financial ManagementSpring 2005
FINA 4500.001International FinanceFall 2004
FINA 4500.002International FinanceFall 2004
FINA 5500.001International Financial ManagementFall 2004

Published Intellectual Contributions

    Conference Proceeding

  • Tripathy, N., Impson, M. (1990). The Effect of Dividend Decrease Announcements on Bid-Ask Spreads. Decision Sciences Institute, Proceedings of the Decision Science Institute.
  • Journal Article

  • Tripathy, N., Wu, D., Zheng, Y. (2021). Dividends and Financial Health: Evidence from U.S. Bank Holding Companies. Journal of Corporate Finance.
  • Guzman, F., Paswan, A.K., Tripathy, N. (2019). Consumer centric antecedents to personal financial planning. Journal of Consumer Marketing. 36 (6) 858=868.
  • Guzman, F., Paswan, A.K., Tripathy, N. (2019). Consumer centric antecedents to personal financial planning. Journal of Consumer Marketing.
  • Liu, H., Liu, I., Tripathy, N. (2019). A study on firms with negative book value of equity. Other.
  • Karafiath, I., Tripathy, N., , M.Z. (2018). "Bank Capital, the Announcement of Term Auction Facility of the Fed and Bank Borrowing during the Financial Crisis of 2007 and 2008". Journal of Financial Research. Volume 41 (Issue 4 ,Winter 2018) 411-537. Wiley-Blackwell. https://onlinelibrary.wiley.com/toc/14756803/2018/41/4
  • Palkar, D., Tripathy, N. (2011). Seasoned Equity Offerings: Stock Market Liquidity and Duration of the Completion Cycle. Managerial Finance.
  • Chandy, P.R., Sarkar, S.K., Tripathy, N. (2004). Empirical Evidence on the Effects of Delisting from the National Market System. Journal of Economics and Finance. 28 (1) 46-56. http://www.springerlink.com/content/u4336ht2900x192t/fulltext.pdf
  • Hyland, D.C., Sarkar, S.K., Tripathy, N. (2003). Insider Trading When There is an Underlying Option: Cross-Sectional Evidence. Financial Analysts Journal. 59 (3) 69-77. http://www.cfapubs.org/toc/faj/2003/59/3
  • Hanesly,, P., Peak, D., Tripathy, N. (2001). Tracking Errors in the Dow Jones Industrial Average as Compared with Alternative Market Indices: New Evidence. Quarterly Journal of Business and Economics. 40 (4) 101-117. http://web.ebscohost.com/ehost/pdf?vid=5&hid=6&sid=7b4531be-ff66-4570-bbc1-a96303d15e59%40sessionmgr12
  • Sarkar, S.K., Tripathy, N. (2002). An Empirical Analysis of the Impact of Stock Index Futures Trading on Securities Dealers' Inventory Risk in the NASDAQ Market. Review of Financial Economics. 11 (1) 1-17. http://www.sciencedirect.com/science?_ob=MImg&_imagekey=B6W61-45CC1J0-1-8&_cdi=6585&_user=452995&_orig=browse&_coverDate=12%2F31%2F2002&_sk=999889998&view=c&wchp=dGLbVzb-zSkzk&md5=1f646e823f4d7a1baf03b0a7e280813c&ie=/sdarticle.pdf
  • Meera, A.K., Tripathy, N., Redfearn, M.R. (2000). Wealth and Liquidity Effects of Stock Delisting: Empirical Evidence from the Stock Exchanges of Singapore and Malaysia. Applied Financial Economics. 10 (2) 199-206. http://pdfserve.informaworld.com/483653_731199542_713761177.pdf
  • Hudson, W.C., Tripathy, N., Cole, C.S. (1999). The Effect of Credit Watch Removals on Common Stock Returns: New Evidence. Journal of Business and Economic Perspectives. 25 (1) 33-42.
  • Hudson, W.C., Tripathy, N., Cole, C.S. (1999). The Market Reaction to Credit Watch Placements and the Events which Caused Them: Has the Market Learned ?. Journal of Business and Economic Perspectives. 25 (1) 24-42.
  • Tripathy, N., Ganesh, G.K. (1996). Evaluation, Promotion and Tenure of Finance Faculty: The Evaluators' Perspective. Financial Practice and Education. 6 (1) 46-53. http://web.ebscohost.com/ehost/pdf?vid=4&hid=112&sid=bfc3325a-2f0b-4b54-adaf-08aa57761289%40sessionmgr114
  • Ganesh, G.K., Tripathy, N. (1996). The Relative Importance of Teaching Research and Service in Merit Evaluation, Promotion, and Tenure of Marketing Faculty as seen by Evaluators,. Marketing Education Review. 6 (1) 65-75. http://web.ebscohost.com/ehost/pdf?vid=3&hid=5&sid=600a44c4-e496-486d-a926-97efc764b7be%40sessionmgr14
  • Franz, D.R., Rao, R.P., Tripathy, N. (1995). Informed Trading Risk and Bid-Ask Spread Changes Around Open Market Stock Repurchases in the NASDAQ Market. Journal of Financial Research. 18 (3) 311-327. http://web.ebscohost.com/ehost/pdf?vid=3&hid=103&sid=b58b5d14-1e34-4d4a-9e57-4f157ad30380%40sessionmgr10
  • Taube, P.M., MacDonald, D.N., Tripathy, N. (1994). Seasonals, Price Adjustment Delays and Estimated Systematic Risk. Review of Quantitative Finance and Accounting. 4 (3) 265-289. http://web.ebscohost.com/ehost/pdf?vid=4&hid=113&sid=657b732b-4fd4-4e9a-92ba-ad1ebbfe54c6%40sessionmgr111
  • Raman, K.K., Tripathy, N. (1993). The Effect of Supplemental Reserve-Based Accounting Data on Market Microstructure. Journal of Accounting and Public Policy. 12 (2) 113-133. http://www.sciencedirect.com/science?_ob=ArticleURL&_udi=B6VBG-45K1HM9-1N&_user=452995&_coverDate=04%2F01%2F1993&_rdoc=2&_fmt=high&_orig=browse&_srch=doc-info(%23toc%235926%
  • Moyer, R.C., Rao, R.P., Tripathy, N. (1992). Dividend Policy and Regulatory Risk: A Test of the Smith Hypothesis. Journal of Economics and Business. 44 (2) 127-134.
  • Tripathy, N., Rao, R.P. (1992). Adverse Selection, Spread Behavior and Over-the-counter Seasoned Equity Offerings,. Journal of Financial Research. 18 (1) 39-56. http://web.ebscohost.com/ehost/pdf?vid=4&hid=2&sid=bef79e70-03e1-4089-81dc-c3d07e3c34b0%40sessionmgr4
  • Tripathy, N., Peterson, R.L. (1991). Portfolio Risk, Adjustment Costs and Security Dealers' Spreads,. Journal of Financial Services Research. 14 (2) 131-142. http://web.ebscohost.com/ehost/pdf?vid=3&hid=2&sid=22826d5c-0a3f-4e71-86b0-6fae1b7f0f57%40sessionmgr114
  • Tripathy, N., Peterson, R.L. (1991). The Relationship Between OTC Bid-Ask Spreads and Dealer Size: The Impact of Order-Processing and Diversification Costs. Journal of Financial Research. 14 (2) 117-127. http://web.ebscohost.com/ehost/pdf?vid=3&hid=4&sid=4088562c-22eb-40d9-8463-2114ac440623%40sessionmgr114
  • Rao, R.P., Tripathy, N., Dukes, W.P. (1991). Dealer Bid-Ask Spreads and Options Trading on Over-the-counter Stocks. Journal of Financial Research. 14 (4) 317-325. http://web.ebscohost.com/ehost/pdf?vid=4&hid=4&sid=9f9e10f0-7135-4304-a7ba-e1335aa76a38%40sessionmgr14

Contracts, Grants and Sponsored Research

    Grant - Research

  • Tripathy, N., "Bloomberg for Education Symposium," sponsored by FIREL Department, UNT, $1500 Funded. (2012 - 2012).
  • Tripathy, N., "UNT Delegation to Conferences organized by SENESCYT, CONCYTEC, Fulbright Commission, and EducationUSA in Peru and Ecuador," sponsored by UNT International, $6000 Funded. (2011 - 2011).
  • Tripathy, N., "Faculty Development In International Business - Center for International Business & Education Research," sponsored by FIREL Department, UNT, $3800 Funded. (2010 - 2010).
  • Tripathy, N., "UNT International Faculty Development Program in China," sponsored by UNT International, $5000 Funded. (2009 - 2009).
  • Tripathy, N., "Financing Extraordinary Capital Expenditure and Capital Structure Reversals," sponsored by FIREL Department, UNT, $5000 Funded. (2007 - 2007).
  • Tripathy, N., "Development and Integration of a Student Managed Investment Fund Program into FINA 4200," sponsored by Undergraduate Instructional Development Grant, - University of North Texas, $8000 Funded. (2001 - 2001).
  • Tripathy, N., "Which Trading System Provides the Best Price Stability?," sponsored by Research Development Grant - College of Business Administration, University of North Texas, $6000 Funded. (2000 - 2000).
  • Tripathy, N., "Insider Trading and Transactions Costs: Empirical Tests," sponsored by Research Development Grant - College of Business Administration, University of North Texas, $6000 Funded. (1999 - 1999).
  • Tripathy, N., "Do Informed Traders Migrate from the Options Market to the Stock Market," sponsored by Research Opprotunity Grant - University of North Texas, $3500 Funded. (1997 - 1997).
  • Tripathy, N., "Curriculum Innovation and Assessment Initiative Grant for Summer Teaching at Sheffield Business School, UK," sponsored by College of Business Administration, University of North Texas, Funded. (1994 - 1994).
  • Tripathy, N., "Private Information and Options Market: Empirical Tests," sponsored by Faculty Research Initiative Grant, - College of Business Administration, University of North Texas, $6500 Funded. (1994 - 1994).
  • Tripathy, N., "An Empirical Analysis of the Impact of Stock Index Futures Trading on Securities Dealers' Inventory Risk," sponsored by Faculty Research Initiative Grant,- College of Business Adminstration, University of North Texas, $5420 Funded. (1993 - 1993).
  • Tripathy, N., "Price and Liquidity Effects of Delisting from the National Market System," sponsored by Faculty Research Grant - University of North Texas, $1200 Funded. (1991 - 1991).
  • Tripathy, N., "Insider Trading and Adverse Selection Component of Dealer Spreads," sponsored by Professional Development Institute Research Grant - College of Business, University of North Texas, $3000 Funded. (1990 - 1990).
  • Tripathy, N., "Insider Trading and Adverse Selection Trading Components of Bid-Ask Spreads: Empirical Tests," sponsored by Research Initiation Grant - University of North Texas, $2500 Funded. (1990 - 1990).
  • Tripathy, N., "Behavior of Spreads Around Seasoned Equity Announcements," sponsored by Professional Development Institute Research Grant - College of Business, University of North Texas, $3000 Funded. (1989 - 1989).
  • Tripathy, N., "Determinants of Utility Dividend Policies: A Test of Agency and Regulatory Motivations," sponsored by Research Initiation Grant - University of North Texas, $1500 Funded. (1989 - 1989).
  • Tripathy, N., "The Effects of Stock Index Futures Trading on the Security Dealer's Bid-Ask Spreads," sponsored by Research Initiation Grant - University of North Texas, $1500 Funded. (1988 - 1988).
  • Tripathy, N., "An Empirical Examination of a New Rationale for Stock Splits," sponsored by Research Initiation Grant - University of North Texas, $1800 Funded. (1987 - 1987).
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Overall
Summative Rating
Challenge and
Engagement Index
Response Rate

out of 5

out of 7
%
of
students responded
  • Overall Summative Rating (median):
    This rating represents the combined responses of students to the four global summative items and is presented to provide an overall index of the class’s quality. Overall summative statements include the following (response options include a Likert scale ranging from 5 = Excellent, 3 = Good, and 1= Very poor):
    • The course as a whole was
    • The course content was
    • The instructor’s contribution to the course was
    • The instructor’s effectiveness in teaching the subject matter was
  • Challenge and Engagement Index:
    This rating combines student responses to several SPOT items relating to how academically challenging students found the course to be and how engaged they were. Challenge and Engagement Index items include the following (response options include a Likert scale ranging from 7 = Much higher, 4 = Average, and 1 = Much lower):
    • Do you expect your grade in this course to be
    • The intellectual challenge presented was
    • The amount of effort you put into this course was
    • The amount of effort to succeed in this course was
    • Your involvement in course (doing assignments, attending classes, etc.) was
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